Thomas Edward Brand

Current Employers

Employment History

• 08/2014 → 02/2020
  Wells Fargo Advisors, Llc
  Minneapolis, MN
• 08/2014 → 02/2020
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
• 02/2020 → 07/2021
  Waddell & Reed, Inc.
  Eagan, MN
• 02/2020 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Falcon Heights, MN
• 05/2008 → Present
  Specialty Brand Products, Llc
  Falcon Heights, MN
• 02/2020 → Present
  Oak Leaf Financial Group, Llc
  Eagan, MN
• 07/2021 → Present
  Lpl Financial, Llc
  Eagan, MN

Previous Registrations

• 2020-02-13 → 2021-07-21
  Waddell & Reed
  Savage, MN
  Eagan, MN
• 2014-08-29 → 2020-02-21
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Saint Anthony, MN
  Wayzata, MN
  Minneapolis, MN
  Minneapolis, MN
• 2010-09-13 → 2014-09-02
  Edward Jones
  St Louis, MO
  White Bear Lake, MN

Other Businesses

1. 8/10/2021 - Oak Leaf Financial Group - DBA: Oak Leaf Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/13/2020 - 40 Hours Per Month/30 Hours During Securities Trading. 2. 10/6/2021 - Specialty Brand Products, LLC - Not Investment Related - Home Based - Other-Distribution - Started 05/08/2008 - 3 Hours Per Month/0 Hours During Securities Trading - Solely own a LLC company that sells a plastic protective cage for light bulbs, mostly through Amazon but also through other sales channels.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-10

Other Names

• Thomas E Brand