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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
19 British American Blvd East, Latham, NY 12110 • United States
Bballston Spa, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Albany | NY | 07/2010 | 06/2019 |
| Foresters Advisory Services Llc | Latham | NY | 03/2015 | 06/2019 |
| Self | Schenectady | NY | 07/2016 | Present |
| Cetera Investment Advisers Llc | Latham | NY | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
1. ENTERTAINER 2 HRS/WK PLAYING GUITAR & SINGING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-29 |
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