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6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-08-08 |
| TX | RA | APPROVED | 2025-08-07 |
| CO | RA | APPROVED | 2024-07-31 |
Branch Locations
1909 26Th Street Suite 1A, Boulder, CO 80302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mai Capital Management, Llc | Boulder | CO | 05/2024 | Present |
| Harbor Financial Group, Inc. | Boulder | CO | 04/2012 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-11-05 |
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