Best Investors Account Sign in
Inactive

Andrew Raymond Hoffarth

Financial Alternatives, Inc.

La Jolla, CA

Franklin, TN

Claim This Profile
Current Employers
Financial Alternatives, Inc.

7825 Fay Avenue Suite 245, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-28
CA RA APPROVED 2021-07-23
  • TX RA
    APPROVED
    Since 2024-06-28
  • CA RA
    APPROVED
    Since 2021-07-23

Branch Locations

7825 Fay Avenue Suite 245, La Jolla, CA 92037 • United States

Franklin, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc San Diego CA 02/2012 12/2016
Securities America Advisors, Inc. Pittsburgh PA 01/2013 12/2016
Essential Planning Services, Llc San Diego CA 06/2010 06/2021
Financial Alternatives, Inc La Jolla CA 07/2021 Present
  • 02/2012 → 12/2016
    Securities America, Inc
    San Diego, CA
  • 01/2013 → 12/2016
    Securities America Advisors, Inc.
    Pittsburgh, PA
  • 06/2010 → 06/2021
    Essential Planning Services, Llc
    San Diego, CA
  • 07/2021 → Present
    Financial Alternatives, Inc
    La Jolla, CA
Previous Registrations
  • 2017-01-04 → 2021-12-31
    Essential Planners
    San Diego, CA
    St. Louis, MO
  • 2013-01-09 → 2017-02-28
    Securities America Advisors, Inc.
    Pittsburgh, PA
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-04
  • S66 Uniform Combined State Law Examination
    2012-05-04
Designations
Other Names
  • Thomas Andrew Raymond Hoffarth
  • Andrew R. Hoffarth

View on SEC IAPD

Other Firms

ALPHACORE CAPITAL LLC
UBS FINANCIAL SERVICES INC.
WEDBUSH SECURITIES INC.
HAMILTON MANOR & ASSOCIATES
TORREYANA CAPITAL
INTEGRATED WEALTH CONCEPTS LLC
MORGAN STANLEY
SAGE STONE WEALTH MANAGEMENT LLC

Other Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN
NATHAN DAVID STEWART
TODD A. RUNDLE
Josh William Weisel
Samuel Joseph Woo
David Michael Jude Curiel

Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA

More in La Jolla, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor