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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-27 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2010 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2010 | 11/2021 |
| Hub International | Douglaston | NY | 12/2021 | Present |
| Lpl Financial Llc | Merrick | NY | 11/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 11/2023 | Present |
1) 11/21/2023 - Non-Variable Insurance - At reported business location(s) - Inv. related - start date 10/13/2023 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 11/21/2023 - MPG DOUGLASTON LLC - Business Entity For Tax/Investment Purposes Only - partner - Non-inv. Related - Douglaston, NY - start date 10/15/2013 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 11/21/2023 - 40- 27/29 235th Street Realty LLC - Business Entity For Tax/Investment Purposes Only- partner - Non-inv. Related- Douglaston, NY- start dat 7/1/2018- 0hrs 4) 11/21/2023 - WOODSMEN HOLDINGS LLC - Business Entity For Tax/Investment Purposes Only - Owner- Non-inv. Related - Dix Hills, NY - start date 8/1/2022- 0hrs 5) 11/21/2023: HUB RETIREMENT AND WEALTH MANANGEMENT - DBA for LPL Business (entity for LPL business) - Inv. Related- At reported business location(s) - Start date: 07/28/2023 - 0 Hrs/Mth - 0 Hrs During Trading. 6) 11/21/2023 - WOODSMEN CONSULTING GROUP - Business Entity For Tax/Investment Purposes Only - Non Inv Rel - At reported business location(s) - Start date: 07/28/2023 - 5 Hrs/Mth - 0 Hrs During Trading. 7) 11/21/2023: HUB INTERNATIONAL- Outside/W-2 Employment - Non Inv Rel - Financial Sales/SVP - Douglaston, NY -start date 7/28/2023- 160 Hrs/Mth - 8 Hrs During Trading. 8) 11/21/2023: WOODSMEN HOLDINGS LLC - Business Entity For Tax/Investment Purposes Only- owner - Non-Inv. Related- Dix Hills, NY - start date 8/1/2022- 0hrs. 9) 11/30/2023: GLOBAL RETIREMENT PARTNERS; At reported business location(s); Registered Investment Advisor; Advisor; Inv. related; start date 7/28/2023; 160hrs/mo.; 8hrs during trading; I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 7/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10) 11/30/2023 - HUB RETIREMENT AND WEALTH MANANGEMENT - Registered Investment Advisor DBA - Inv Rel - At reported business location(s) - Start date: 07/28/2023 - 160hrs/mo.; 8hrs during trading. 11) 06/16/2025 - Lightning Liquidators LLC - Not Investment Related - Other - Business owner - Hills, NY - Start Date:12/01/2023 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-30 |
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