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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-19 |
Branch Locations
35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Rancho Palos Verdes | CA | 11/2011 | 10/2017 |
| Bancwest Investment Services | Pasadena | CA | 12/2017 | 02/2021 |
| Bank Of The West | Pasadena | CA | 12/2017 | 02/2021 |
| Bankers Life Securities, Inc. | Northridge | CA | 03/2021 | 11/2021 |
| Bankers Life & Casualty | Northridge | CA | 02/2021 | 11/2021 |
| Mml Investors Services Llc | Pasadena | CA | 02/2022 | 10/2022 |
| Mass Mutual Insurance Company | Pasadena | CA | 11/2021 | 10/2022 |
| Bankers Life Advisory Services, Inc. | Northridge | CA | 03/2021 | 11/2021 |
| Tiaa | Pasadena | CA | 10/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Pasadena | CA | 10/2022 | Present |
DENY DELGADILLO POSITION: Owner NATURE: residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 1401 to 1407 E 75th St., Los Angeles CA 90001, United States DESCRIPTION: maintenance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-21 |
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