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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-30 |
| MN | RA | APPROVED | 2017-01-05 |
Branch Locations
400 1St St S Ste 300, St Cloud, MN 56301 • United States
Annandale, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gradient Advisors, Llc | Arden Hills | MN | 02/2016 | 10/2016 |
| Cetera Investment Services | St.CLoud | MN | 11/2016 | Present |
| Cetera Investment Advisers Llc | St. Cloud | MN | 01/2017 | Present |
1. MAPLE LAKE LAKERS-CO-CHAIRMAN FOR AMATEUR STATE BASEBALL TOURNAMENT. 1 HR/WK. 2. ANNANDALE EVANGELICAL CHURCH-TRUSTEE BOARD-2 HRS/WK BASIC GROUNDKEEPING RESPONSIBILITES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-19 |
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