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13920 N. Western Ave, Edmond, OK 73013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-20 |
| OK | RA | APPROVED | 2012-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Main Street Investment Management, Llc | Edmond | OK | 02/2012 | Present |
| Main Street Advisors, Llc | Edmond | OK | 02/2012 | Present |
| Elite Investment Team, Llc | San Diego | CA | 10/2018 | 10/2020 |
| Advanced Planning Specialists, Llc | Edmond | OK | 07/2018 | Present |
| Main Street Loans, Llc | Edmond | OK | 08/2018 | Present |
| Main Street Tax, Llc | Edmond | OK | 01/2020 | Present |
| Legacy Tree Foundation | Brentwood | TN | 02/2021 | Present |
BUSINESS OR ACTIVITY NAME: PSYMBIENCE INVESTMENT RELATED: NO COMPENSATION RECEIVED? None ADDRESS OF BUSINESS:EDMOND, OK 73034 NATURE OF BUSINESS: MUSIC COMPOSITION, RECORDING AND PERFORMANCE YOUR POSITION, TITLE, ASSOCIATION: DRUMMER START DATE OF RELATIONSHIP: 1998 NUMBER OF HOURS DEVOTED PER MONTH:20-35 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES:HELP WRITE SONGS AND PLAY THE DRUMS. BUSINESS OR ACTIVITY NAME: Main Street Loans, LLC INVESTMENT RELATED: No COMPENSATION RECEIVED? ADDRESS OF BUSINESS: EDMOND, OK NATURE OF BUSINESS: Mortgage Loan Origination YOUR POSITION, TITLE, ASSOCIATION: Managing Member/Loan Originator START DATE OF RELATIONSHIP: 08/2018 NUMBER OF HOURS DEVOTED PER MONTH: 2 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: Loan origination BUSINESS OR ACTIVITY NAME: Main Street Tax, LLC INVESTMENT RELATED: No COMPENSATION RECEIVED? ADDRESS OF BUSINESS: EDMOND, OK NATURE OF BUSINESS: Referral service for tax services YOUR POSITION, TITLE, ASSOCIATION: Managing Member START DATE OF RELATIONSHIP: 01/2020 NUMBER OF HOURS DEVOTED PER MONTH: 4 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 2 YOUR DUTIES: Referring people to tax advisors and reviewing tax returns BUSINESS OR ACTIVITY NAME: Advanced Planning Specialists, LLC INVESTMENT RELATED: no COMPENSATION RECEIVED? ADDRESS OF BUSINESS: EDMOND, OK NATURE OF BUSINESS: Business consultant YOUR POSITION, TITLE, ASSOCIATION: Managing Member START DATE OF RELATIONSHIP: 07/2018 NUMBER OF HOURS DEVOTED PER MONTH:4 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: Business consulting services BUSINESS OR ACTIVITY NAME: Main Street Advisors, LLC INVESTMENT RELATED: yes COMPENSATION RECEIVED? ADDRESS OF BUSINESS: EDMOND, OK NATURE OF BUSINESS: Insurance sales and service YOUR POSITION, TITLE, ASSOCIATION: Managing Member/Insurance Agent START DATE OF RELATIONSHIP: 02/2012 NUMBER OF HOURS DEVOTED PER MONTH: 200 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 130 YOUR DUTIES: Insurance Sales and service BUSINESS OR ACTIVITY NAME: Legacy Tree Foundation INVESTMENT RELATED: Yes COMPENSATION RECEIVED? ADDRESS OF BUSINESS: Brentwood, TN NATURE OF BUSINESS: Charitable Foundation YOUR POSITION, TITLE, ASSOCIATION: Charitable Advisor START DATE OF RELATIONSHIP: 02/2021 NUMBER OF HOURS DEVOTED PER MONTH: Less than 1 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: Referring clients who are interested in charitable strategies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-27 |
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