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Ernesto Donquis Cowley

Tiaa-Cref Individual & Institutional Services, LLC

Boulder, CO

Thornton, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-19
CO RA APPROVED 2012-10-09
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • CO RA
    APPROVED
    Since 2012-10-09

Branch Locations

4845 Pearl East Circle Offices 4, 20, 21 And 23, Boulder, CO 80301 • United States

Thornton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Thornton CO 09/2010 Present
Tiaa Thornton CO 09/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
S63 Uniform Securities Agent State Law Examination 2010-04-15
  • S66 Uniform Combined State Law Examination
    2012-09-14
  • S63 Uniform Securities Agent State Law Examination
    2010-04-15
Other Names
  • Nesto Donquis Cowley

View on SEC IAPD

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