Theodore Clarence Grooms

Current Employers

Employment History

• 08/1984 → Present
  Grooms & Harkins, P.C.
  Casper, WY
• 03/2010 → 10/2019
  1St Global Capital Corp.
  Casper, WY
• 03/2010 → 10/2019
  1St Global Advisors, Inc.
  Casper, WY
• 06/2018 → 09/2025
  Avantax Insurance Services, Inc.
  Casper, WY
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Casper, WY
• 10/2019 → 09/2025
  Avantax Advisory Services
  Irving, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Casper, WY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Casper, WY
• 2018-10-18 → 2019-10-25
  1St Global Advisors Inc
  Casper, WY

Other Businesses

1)FIRST WESTERN FEDERAL SAVINGS BANK POSITION: OWNER NATURE: BANKING INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 05/01/1984 ADDRESS: Rapid City SD , United States DESCRIPTION: Banking 2) HORIZON INVESTMENTS LIMITED POSITION: OWNER NATURE: OIL AND GAS ROYALTY INTEREST INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: Casper WY , United States DESCRIPTION: Oil and gas royalty interest 3) LOAN CENTER, LLC POSITION: OWNER NATURE: LOAN INVESTMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: Rapid City SD , United States DESCRIPTION: Personal investment in loans 4) THE SPIRIT OF STRONG PRINCIPLE TRUST POSITION: Trust Protector NATURE: Trust created for the benefit of Ann Christine McKenzie INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/29/2012 ADDRESS: 141 S. Center Ste 404, Casper WY 82601, United States DESCRIPTION: The trust is managed by a trustee (Wyoming Trust Company) and utilizes the investment service of another financial advisor. My role is to be available to review the activity of both the Trustee and the Advisor and the only power that I have is to be able to replace either if their performance and support is inadequate. 5) G&H FINANCIAL SERVICES, LLC POSITION: Financial Advisor NATURE: Wealth Management Services INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 07/02/2018 ADDRESS: 555 South Wolcott, Casper WY 82601, United States DESCRIPTION: Financial Advisor Duties 6) THE TRUE NORTH TRUST POSITION: Trust Protector NATURE: Trust created for the benefit of David McKenzie INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/30/2012 ADDRESS: 141 S. Center Ste 404, Cassper WY 82601, United States DESCRIPTION: The Trust is managed by a trustee (Wyoming Trust Company) and utilizes the investment service of another financial advisor. My role is to be available to review the activity of both the Trustee and the Advisor and the only power I have is to be able to replace either if their performance and support is inadequate. 7) WYOMING TRUST CO. POSITION: Board of Directors, Chair of Examining Committee NATURE: Financial institution specializing in trust administration. Not directly involved in trading securities or making active investments of trust assets. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/09/2010 ADDRESS: 141 South Center Street, Suite 404, Casper WY 82601, United States DESCRIPTION: Stockholder, Board of Directors, Chair of Examining Committee

Exams

• S66 Uniform Combined State Law Examination
  2010-05-14

Other Names

• Ted C Grooms