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David Roberto Escalante

Ameriprise Financial Services, LLC

Pasadena, CA

Fairview, TN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-04-19
TX RA APPROVED_RES 2022-01-26
CA RA APPROVED 2014-09-05
  • TN RA
    APPROVED
    Since 2022-04-19
  • TX RA
    APPROVED_RES
    Since 2022-01-26
  • CA RA
    APPROVED
    Since 2014-09-05

Branch Locations

242 S De Lacey Ave, Pasadena, CA 91105-2006 • United States

Fairview, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pasadena CA 06/2012 03/2020
Ameriprise Financial Services, Llc Pasadena CA 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-20
S63 Uniform Securities Agent State Law Examination 2014-03-14
  • S65 Uniform Investment Adviser Law Examination
    2014-08-20
  • S63 Uniform Securities Agent State Law Examination
    2014-03-14

View on SEC IAPD

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