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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-22 |
Branch Locations
1801 Kingwood Dr Ste 160, Kingwood, TX 77339 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Pearland, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Williams Financial Group Of Kingwood | Kingwood | TX | 05/2009 | 09/2017 |
| Securities America, Inc. | Kingwood | TX | 11/2017 | 04/2019 |
| Securities America Advisors Inc. | Kingwood | TX | 11/2017 | 04/2019 |
| Mutual Securities, Inc. | Camarillo | CA | 04/2019 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 04/2019 | Present |
1. Wise Capital Partners, LLC., Start Date: 03/22/2019, 1801 Kingwood Dr., Ste. 160, Kingwood, TX 77339, LLC, Administration and Operations, Owner - Partner, Entity to flow through income, expenses, payroll, and tax filing, Not Investment Related, 200 Hours per month, 8 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-06 |
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