Craig F Zumpano

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1997 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Kingwood, TX
• 09/2009 → Present
  Bank Of America, Na
  Kingwood, TX

Other Businesses

I*1040403, Name of OBA: Rental Property 1 Address: College, TX Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 9/1/2022 No Hours: 4 Monthly No Hours during trading: 1 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-05
• S63 Uniform Securities Agent State Law Examination
  1997-10-20

Other Names

• Craig Frederick Zumpano