Kyle Andrew Sadler

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 07/2020
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2011 → 07/2020
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 07/2020 → 06/2024
  Securities America, Inc.
  Humble, TX
• 07/2020 → 06/2024
  Securities America Advisors
  Humble, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Humble, TX

Previous Registrations

• 2020-07-31 → 2024-06-14
  Securities America Advisors, Inc.
  Humble, TX
• 2011-01-18 → 2020-08-17
  Cambridge Investment Research Advisors, Inc.
  Humble, TX
  Humble, TX
• 2008-10-22 → 2011-02-03
  Lpl Financial Llc
  New Caney, TX
  San Diego, CA
  Houston, TX
  Kingwood, TX
• 1999-07-13 → 2008-11-03
  Valic Financial Advisors, Inc.
  Houston, TX
  Houston, TX

Other Businesses

1. DBA: Precept Wealth Management, LLC 2. INSURANCE AGENT/SALES POSITION: sales NATURE: Insurance Agent/Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/27/2009 ADDRESS: 19506 Hwy 59 N., Suite 315, Humble TX 77338 DESCRIPTION: Provide existing clients, by request, the insurance coverage options. 3. SONNY D. FRECKLES PROPERTIES LP POSITION: Member NATURE: Asset holding company for financial and estate planning purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2017 ADDRESS: 19506 Hwy 59 N., Suite 315, Humble TX 77338 DESCRIPTION: Sonny D. Freckles LP. LLC is established to be a ownership Limited Liability Company for family and generational assets. 4. KYLE A SADLER CRC POSITION: Author NATURE: Publication Author INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2014 ADDRESS: 19506 Hwy 59 N., Suite 315, Humble TX 77338 DESCRIPTION: Author of publications which are to be independently published in newspapers, magazine and online. Also, author of the books I'm Retire, Now What? 101 Adventures After Retirement (An Amazon best seller), The Retirement Shift, and Sales-Otomy. 5. SECURITIES AMERICA ADVISORS POSITION: Advisor NATURE: Advisory Rep of a Registered Investment Advisor (RIA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/31/2020 ADDRESS: 12325 Port Grace BLVD, La Vista NE 68128 DESCRIPTION: Provide investment advisory services to clients as pertaining to the Series 66 license, including but not limited to fee based asset management, fee based financial advising and planning, fee based investment advisory services. 6. NOTARY PUBLIC POSITION: Service NATURE: Notary Public INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/10/1995 ADDRESS: 19506 Hwy 59 N., Suite 315, Humble TX 77338 DESCRIPTION: Notary service provided to clients, family and friends 7. SONNY D. FRECKLES GP, LLC POSITION: Member NATURE: Asset Management Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2017 ADDRESS: 19506 Hwy 59 N., Suite 315, Humble TX 77338 DESCRIPTION: Sonny D. Freckles GP, LLC is a asset holding company for family and generational assets. 8. FAMILY PROMISE OF LAKE HOUSTON POSITION: Board of Directors NATURE: Non-Profit Organization 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2024 ADDRESS: 1590 FM 1960 Bypass Rd. E., Humble TX 77338, United States DESCRIPTION: I am on the development and planning committees. My responsibilities and to organize the 2 fund raisers we have per year and assist in locating sponsorships within my community contacts. Further, I contribute financial articles that assist the organization in raising charitable donations for the homeless support in the Lake Houston area. Lastly, I am asked that based on my financial industry experience to provide guidance and leadership in fiscal decisions. 9. PRECEPT WEALTH MANAGEMENT POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2012 ADDRESS: 19506 HIGHWAY 59 N STE 315, HUMBLE TX 77338, United States DESCRIPTION: Precept Wealth Management is the marketing name for our office. 10. OSAIC ADVISORS POSITION: Advisor NATURE: Advisory Rep of a Registered Investment Advisor (RIA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/31/2020 ADDRESS: 12325 Port Grace BLVD, La Vista NE 68128, United States DESCRIPTION: Provide investment advisory services to clients as pertaining to the Series 66 license, including but not limited to fee based asset management, fee based financial advising and planning, fee based investment advisory services.

Exams

• S66 Uniform Combined State Law Examination
  2002-01-14
• S63 Uniform Securities Agent State Law Examination
  1999-06-10