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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Bank | The Woodlands | TX | 06/2016 | 02/2019 |
| Frost Investment Services | The Woodlands | TX | 01/2017 | 02/2019 |
| Frost Brokerage Services | The Woodlands | TX | 06/2016 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingwood | TX | 02/2019 | Present |
| Bank Of America, N.A. | Kingwood | TX | 03/2019 | Present |
I*128261 For profit or not for profit: Non-Profit Organization Name of outside business organization: Rice University Investment related: N Address of business: Houston, Texas 77005 Nature of business: Other, Private Institution Position, title, association: Part-Time, Start date of relationship: 1/14/2020 Number of hours devoted: 41 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Instructor for the Rice University Certified Financial Planner Program (part-time, night class)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-21 |
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