Lindsey C. Redding

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 08/2021
  Bbva Usa
  Birmingham, AL
• 11/2013 → 08/2021
  Bbva Securities Inc.
  Humble, TX
• 11/2013 → 08/2021
  Bbva Wealth Solutions Inc.
  Humble, TX
• 11/2013 → 08/2021
  Bbva Insurance Agency, Inc.
  Austin, TX
• 08/2021 → 12/2021
  Pnc Investments
  Kingwood, TX
• 12/2021 → 06/2024
  Securities America, Inc.
  Humble, TX
• 12/2021 → 06/2024
  Securities America Advisors
  Humble, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Humble, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Humble, TX

Previous Registrations

• 2021-12-17 → 2024-06-14
  Securities America Advisors, Inc.
  Humble, TX
• 2021-08-18 → 2021-12-24
  Pnc Wealth Management Llc
  Crosby, TX
  Kingwood, TX
  Kingwood, TX
  Humble, TX
  Kingwood, TX
  Baytown, TX
• 2013-11-08 → 2021-08-17
  Pnc Managed Account Solutions, Inc.
  Humble, TX
• 2012-10-01 → 2013-11-05
  J.P. Morgan Securities Llc
  Houston, TX
  Houston, TX
  Humble, TX
  Humble, TX
  Humble, TX
• 2011-04-20 → 2012-10-01
  Chase Investment Services Corp.
  Humble, TX
  Houston, TX
  Houston, TX
  Humble, TX
  Humble, TX
  Houston, TX
  Houston, TX
  Houston, TX
• 2009-08-24 → 2011-04-12
  Edward Jones
  Baytown, TX
  St Louis, MO
• 2008-01-22 → 2009-08-21
  1St Global Advisors Inc
  Baytown, TX
• 2006-08-16 → 2008-01-08
  Lpl Financial Llc
  Houston, TX
  Houston, TX

Other Businesses

DBA: Precept Wealth Management INSURANCE SALES POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/05/2021 ADDRESS: 700 Rockmead Dr, Suite 213, Kingwood TX 77339, United States DESCRIPTION: Insurance Sales SAA POSITION: IAR NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/05/2021 ADDRESS: 19506 Hwy 59 N, Suite 315, Humble TX 77338, United States DESCRIPTION: Advisory PRECEPT WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Marketing Name for our office INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/17/2021 ADDRESS: 19506 Hwy 59 N, STE 315, Humble, TX TX 77338-4346, United States DESCRIPTION: Marketing name for our office

Exams

• S66 Uniform Combined State Law Examination
  2006-08-15

Other Names

• Lindsey N Kaufman
• Lindsey Nicole Kaufman
• Lindsey Nicole Campbell
• Lindsey Campbell
• Lindsey Nicole Redding
• Lindsey Campbell Redding
• Lindsey Nicole Campbell Redding