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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-16
  • TX RA
    APPROVED
    Since 2023-06-16

Branch Locations

600 Rockmead Dr, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2016 06/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kingwood TX 06/2023 Present
Bank Of America N.A. Kingwood TX 08/2023 Present
Previous Registrations
  • 2016-10-21 → 2023-06-27
    Dayton, TX
    Dayton, TX
    St Louis, MO
    Crosby, TX
    Huffman, TX
    Crosby, TX
Other Businesses

I*1543271 Entity Type: For Profit Name of outside business organization: AK Conner Inc Investment related: Yes Address of business: Dayton, Texas, 77535 Position, title, association: General Partner/Managing Member, Start date of relationship: 11/1/2023 Number of hours devoted: 5 hours Monthly Number of hours devoted during trading hours: 0 Duties: Owner/Manager with spouse K. C. for her real estate business. Our decision to incorporate was based on advice from tax professional to reduce tax liability.I*: 2430297Entity Type: CharitableName of OBA: Business Networking International (BNI)Address: Dayton, TX 77535Investment Related: NoPosition, Title, Association: OfficerEmployee Start Date: 05/07/2025Number of Hours: 1.5 hrs wklyNumber of Hours during trading: 1.5 hrs wkly Duties: Leading BNI Meetings This is a business networking organization. Duties would be limited to leading and preparing for meetings.I*: 1552304Entity Type: Name of OBA: Dayton Texas Police DepartmentAddress: Dayton, TX 77535Investment Related: NoPosition, Title, Association: Advisory BoardEmployee Start Date: 05/01/2024Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: Advisory Civilian MemberI*2522267, Entity Type Not for profit, Name of OBA: Dayton Leadership Roundtable Address: Dayton, TX 77535 Investment Related: No Position, Title, Association:Member Employee Start Date:September 1, 2025 No Hours: 2 quarterly No Hours during trading: 8 annually Duties: I would like to form a leadership group for quarterly roundtable discussions about issues that face our area with input from city, county, civic and religious leaders in community, their incentive being to get good word-of-mouth out via the group, about things they are working on for the betterment of the community. I would be simply facilitating discussions among members, possibly sponsoring the food/beverage on occasion.I*3054280, Entity Type: , Name of OBA: The C Family Trust, March 4, 2025, Address: Dayton, Texas, 77535, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 03/04/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:I*1604275Entity Type: N/AName of OBA: Gulf Inland TIRZ 1Address: Dayton, Texas, 77535Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 01/01/2024Number of Hours: 3, YearlyNumber of Hours during trading: 0, YearlyDuties: N/AI*3758270Entity Type: N/AName of OBA: City of Dayton TexasAddress: Dayton, Texas, 77535Investment Related: NoPosition, Title, Association: MayorEmployee Start Date: 02/14/2026Number of Hours: 4, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Running meetings, meeting with developers, figurehead of the city of Dayton, Texas. No voting rights in council meetings. I*3756278 Entity Type: N/A Name of OBA: City of Dayton Texas Impact Fee Advisory Board Address: Dayton, Texas, 77535 Investment Related: No Position, Title, Association: Advisory Board Employee Start Date: 03/09/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: To advise the City Council of Dayton Texas whether utility impact fees assessed by the city are appropriate or need to be increased.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-22
  • S66 Uniform Combined State Law Examination
    2016-08-22
Other Names
  • Andy Conner

View on SEC IAPD

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