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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2016 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingwood | TX | 06/2023 | Present |
| Bank Of America N.A. | Kingwood | TX | 08/2023 | Present |
I*1543271 Entity Type: For Profit Name of outside business organization: AK Conner Inc Investment related: Yes Address of business: Dayton, Texas, 77535 Position, title, association: General Partner/Managing Member, Start date of relationship: 11/1/2023 Number of hours devoted: 5 hours Monthly Number of hours devoted during trading hours: 0 Duties: Owner/Manager with spouse K. C. for her real estate business. Our decision to incorporate was based on advice from tax professional to reduce tax liability.I*: 2430297Entity Type: CharitableName of OBA: Business Networking International (BNI)Address: Dayton, TX 77535Investment Related: NoPosition, Title, Association: OfficerEmployee Start Date: 05/07/2025Number of Hours: 1.5 hrs wklyNumber of Hours during trading: 1.5 hrs wkly Duties: Leading BNI Meetings This is a business networking organization. Duties would be limited to leading and preparing for meetings.I*: 1552304Entity Type: Name of OBA: Dayton Texas Police DepartmentAddress: Dayton, TX 77535Investment Related: NoPosition, Title, Association: Advisory BoardEmployee Start Date: 05/01/2024Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: Advisory Civilian MemberI*2522267, Entity Type Not for profit, Name of OBA: Dayton Leadership Roundtable Address: Dayton, TX 77535 Investment Related: No Position, Title, Association:Member Employee Start Date:September 1, 2025 No Hours: 2 quarterly No Hours during trading: 8 annually Duties: I would like to form a leadership group for quarterly roundtable discussions about issues that face our area with input from city, county, civic and religious leaders in community, their incentive being to get good word-of-mouth out via the group, about things they are working on for the betterment of the community. I would be simply facilitating discussions among members, possibly sponsoring the food/beverage on occasion.I*3054280, Entity Type: , Name of OBA: The C Family Trust, March 4, 2025, Address: Dayton, Texas, 77535, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 03/04/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:I*1604275Entity Type: N/AName of OBA: Gulf Inland TIRZ 1Address: Dayton, Texas, 77535Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 01/01/2024Number of Hours: 3, YearlyNumber of Hours during trading: 0, YearlyDuties: N/AI*3758270Entity Type: N/AName of OBA: City of Dayton TexasAddress: Dayton, Texas, 77535Investment Related: NoPosition, Title, Association: MayorEmployee Start Date: 02/14/2026Number of Hours: 4, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Running meetings, meeting with developers, figurehead of the city of Dayton, Texas. No voting rights in council meetings. I*3756278 Entity Type: N/A Name of OBA: City of Dayton Texas Impact Fee Advisory Board Address: Dayton, Texas, 77535 Investment Related: No Position, Title, Association: Advisory Board Employee Start Date: 03/09/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: To advise the City Council of Dayton Texas whether utility impact fees assessed by the city are appropriate or need to be increased.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-22 |
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