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801 Baptist Drive Suite 200, Madison, MS 39110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2010-06-14 |
Branch Locations
801 Baptist Drive Suite 200, Madison, MS 39110 • United States
North Parkway Square 4200 Northside Pkwy, Bldg 14, Ste 200, Atlanta, GA 30327 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peregrine Investment Advisors, Llc | Madison | MS | 03/2010 | Present |
| Tdcr Group, Llc | Atlanta | GA | 09/2010 | Present |
(1) SINCE 11/2022, I HAVE BEEN A BOARD MEMBER OF ENCOMPASS GROUP, LLC, A HEALTHCARE TEXTILE AND MDEICAL SUPPLY COMPLANY LOCATED AT 1615 MACON STREET, MCDONOUGH, GA 30253. APPROXIMATELY 2 HOURS PER MONTH IS DEVOTED TO THIS ENTITY, ALL OF THE TIME DURING SECURITIES TRADING HOURS. (2) SINCE 9/2010, I HAVE BEEN CHIEF ADMINISTRATIVE OFFICER OF TDCR GROUP,LLC, AN INVESTMENT RELATED FAMILY BUSINESS HOLDINGS COMPANY LOCATED AT 4200 NORTHSIDE PKWY, BLDG 14, STE 200, ATLANTA, GA. DUTIES INCLUDE MANAGING OPERATIONS AND OVERSIGHT OF INVESTMENTS. APPROXIMATELY 30 HOURS PER MONTH IS DEVOTED TO THIS ENTITY, ALL OF THE TIME DURING SECURITY TRADING HOURS. (3) SINCE 1/2004 I HAVE BEEN THE MANAGING PARTNER OF DASH, LP, AN INVESTMENT RELATED FAMILY LIMITED PARTNERSHIP LOCATED AT (SEE (2) ADDRESS). DUTIES INCLUDE MANAGEMENT AND OVERSIGHT OF INVESTMENTS. APPROXIMATELY 2 HOURS PER MONTH IS DEVOTED TO THIS ENTITY, ALL OF THE TIME DURING SECURITIES TRADING HOURS. (4) SINCE 10/2009 I HAVE BEEN OWNER/MANAGER OF BEAR WALLOW INVESTMENTS, LLC, AN INVESTMENT RELATED FAMILY INVESTMENT COMPANY LOCATED AT (SEE (2) ADDRESS). DUTIES INCLUDE OVERSIGHT AND MANAGEMENT OF THE INVESTMENTS. APPROXIMATELY 2 HOURS PER MONTH IS DEVOTED TO THIS ENTITY, ALL OF THE TIME DURING SECURITIES TRADING HOURS. (5) SINCE 12/2005, I HAVE BEEN A 1/3 OWNER OF 3 KNOXES, LLC, AN INVESTMENT RELATED REAL ESTATE HOLDING COMPANY, LOCATED AT (SEE (2) ADDRESS). APPROXIMATELY 2 HOURS PER MONTH IS DEVOTED TO THIS ENTITY, ALL OF THE TIME DURING SECURITIES TRADING HOURS. (6) SINCE 7/2015, I HAVE BEEN THE MANAGER OF TWS CAPITAL, LLC, AN INVESTMENT RELATED FAMILY INVESTMENT COMPANY LOCATED AT (SEE (2) ADDRESS). DUTIES INCLUDE MANAGEMENT OF INVESTMENTS. APPROXIMATELY 2 HOURS PER MONTH IS DEVOTED TO THIS ENTITY, ALL OF THE TIME DURING SECURITIES TRADING HOURS. (7)-(12) I SERVE AS TRUSTEE FOR JBR TRUST (2009), WALRAVEN FAMILY TRUST (2015) ELI WALRAVEN TRUST (2015) AND ERW TRUST (2018), JAMES SMITH TESTAMENTARY MARITAL TRUST (2022), AND GITA HANDLER TESTAMENTARY TRUST (2022), ALL INVESTMENT RELATED ENTITIES LOCATED AT (SEE (2) ADDRESS). DUTIES INCLUDE FIDUCIARY OVERSIGHT OF THE ASSETS OF THE TRUSTS. APPROXIMATELY 6 HOURS PER MONTH ARE DEVOTED TO THESE ENTITIES, ALL OF THE TIME DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-11 |
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