Best Investors Account Sign in
Inactive

Christine Catherine Cole

Sound Financial Strategies Group, LLC

Madison, MS

Claim This Profile
Current Employers
Sound Financial Strategies Group, Llc

116 One Madison Plaza Suite 1100, Madison, MS 39110 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2021-08-24
  • MS RA
    APPROVED
    Since 2021-08-24

Branch Locations

116 One Madison Plaza Suite 1100, Madison, MS 39110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound Financial Strategies Group Flowood MS 09/2014 Present
National Planning Corporation Flowood MS 02/2014 Present
  • 09/2014 → Present
    Sound Financial Strategies Group
    Flowood, MS
  • 02/2014 → Present
    National Planning Corporation
    Flowood, MS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-24
  • S65 Uniform Investment Adviser Law Examination
    2021-08-24
Other Names
  • Christine Catherine Owen
  • Christine Catherine Stock
  • Christine Catherine Cole
  • Christine Cole

View on SEC IAPD

Other Firms

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
MML INVESTORS SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PEREGRINE INVESTMENT ADVISORS, LLC
MAG CAP
LPL FINANCIAL LLC
SMITH SHELLNUT WILSON
PARK AVENUE SECURITIES LLC

Other Investors

CHRISTOPHER CAREY JOHNSTON
RALPH LAWRENCE PEEPLES
MARCUS DARWESHI TURNER
RACHANA PURI
JOHN JORDAN
Joel R Holden
Laura Ellen Herrington
jerry van grantham

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Madison, MS
MML INVESTORS SERVICES, LLC · Madison, MS
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Madison, MS
PEREGRINE INVESTMENT ADVISORS, LLC · MADISON, MS
MAG CAP · RIDGELAND, MS
LPL FINANCIAL LLC · RIDGELAND, MS
SMITH SHELLNUT WILSON · RIDGELAND, MS
PARK AVENUE SECURITIES LLC · RIDGELAND, MS

More in Madison, MS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor