Rachana Puri

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2020-11-23

MS RA
APPROVED

Since 2020-11-23

Branch Locations

124 One Madison Plaza Suite 2200, Madison, MS 39110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Madison	MS	10/2011	Present
Mml Investors Services Llc	Madison	MS	11/2011	Present

10/2011 → Present

Massmutual Life Insurance Company

Madison, MS
11/2011 → Present

Mml Investors Services Llc

Madison, MS

Other Businesses

Name: Puri Financial LLC Inv rel: Y Add: Residential Nature: Ind Life Ins, Health Ins Position: Agent Start date: 8/2015 No. HR/MO: 2 No. HR/MO during sec trading: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-11-06
S63	Uniform Securities Agent State Law Examination	2012-06-06

S65 Uniform Investment Adviser Law Examination

2020-11-06
S63 Uniform Securities Agent State Law Examination

2012-06-06

Other Names

Puri Rachana

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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