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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2008-04-02 |
Branch Locations
124 One Madison Plz Ste 1100, Madison, MS 39110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2006 | Present |
| Northwestern Mutual Investment Services, Llc | Jackson | MS | 08/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, RENTAL PROPERTY, 1017 N AZALEA DR, MADISON, MS 39110, NO DUTIES, 0 HRS/MONTH, START DATE 5/8/2013. 3. 100% OWNERSHIP, NON-INVESTMENT RELATED, CCJ VENTURES LLC, 320 GRAYLING BLVD, MADISON, , MISSISSIPPI, 39110, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/11/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PLANE OWNERSHIP, PLANE RENTAL 4. 100% OWNER, CJM PROPERTY GROUP, LLC, INVESTMENT PROPERTY, START DATE: 08/15/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED. 5. 100% OWNER, BY THE WAY, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 08/16/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. FJ ENTERPRISES LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/6/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-07 |
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