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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2008-04-02
  • MS RA
    APPROVED
    Since 2008-04-02

Branch Locations

124 One Madison Plz Ste 1100, Madison, MS 39110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2006 Present
Northwestern Mutual Investment Services, Llc Jackson MS 08/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 07/2006 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2006 → Present
    Jackson, MS
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, RENTAL PROPERTY, 1017 N AZALEA DR, MADISON, MS 39110, NO DUTIES, 0 HRS/MONTH, START DATE 5/8/2013. 3. 100% OWNERSHIP, NON-INVESTMENT RELATED, CCJ VENTURES LLC, 320 GRAYLING BLVD, MADISON, , MISSISSIPPI, 39110, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/11/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PLANE OWNERSHIP, PLANE RENTAL 4. 100% OWNER, CJM PROPERTY GROUP, LLC, INVESTMENT PROPERTY, START DATE: 08/15/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED. 5. 100% OWNER, BY THE WAY, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 08/16/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. FJ ENTERPRISES LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/6/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-31
S63 Uniform Securities Agent State Law Examination 2007-02-07
  • S65 Uniform Investment Adviser Law Examination
    2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    2007-02-07

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