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Ralph Lawrence Peeples

Mml Investors Services, LLC

Madison, MS

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-09
MS RA APPROVED 2022-07-01
  • TX RA
    APPROVED_RES
    Since 2022-09-09
  • MS RA
    APPROVED
    Since 2022-07-01

Branch Locations

124 One Madison Plaza Suite 2200, Madison, MS 39110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Advisors, Inc. Fort Lauderdale FL 06/2015 06/2017
Rl2 Advisors, Llc Ridgeland MS 07/2017 11/2020
Oxford Risk Management Group, Inc. Ridgeland MS 03/2013 12/2020
Kovack Securities Inc. Fort Lauderdale FL 08/2015 06/2017
Guardian Life Insurance Jackson MS 11/2020 12/2021
Park Avenue Securities Jackson MS 12/2020 12/2021
Oxford Risk Management Group, Inc. Ridgeland MS 01/2022 Present
Rl2 Advisors, Llc Brandon MS 01/2022 03/2022
Mml Investors Services Llc Madison MS 05/2022 Present
Massmutual Life Insurance Company Madison MS 04/2022 Present
  • 06/2015 → 06/2017
    Fort Lauderdale, FL
  • 07/2017 → 11/2020
    Rl2 Advisors, Llc
    Ridgeland, MS
  • 03/2013 → 12/2020
    Oxford Risk Management Group, Inc.
    Ridgeland, MS
  • 08/2015 → 06/2017
    Kovack Securities Inc.
    Fort Lauderdale, FL
  • 11/2020 → 12/2021
    Guardian Life Insurance
    Jackson, MS
  • 12/2020 → 12/2021
    Park Avenue Securities
    Jackson, MS
  • 01/2022 → Present
    Oxford Risk Management Group, Inc.
    Ridgeland, MS
  • 01/2022 → 03/2022
    Rl2 Advisors, Llc
    Brandon, MS
  • 05/2022 → Present
    Madison, MS
  • 04/2022 → Present
    Massmutual Life Insurance Company
    Madison, MS
Previous Registrations
Other Businesses

NAME: OXFORD RISK MANAGMENT GROUP. INC INV REL: Y ADD: 254 KATHERINE DR. SUITE B, FLOWOOD MS 39232 NATURE: CEO OF A PROPERTY/CASUALTY AGENCY POSITION: CEO START DATE: 04/01/2026 NO HRS/MO: 80 NO HRS/MO DUR TRADING: 30 DUTIES: STRATEGIC LEADERSHIP, ENTERPRISE VALUE GROWTH, OVERSEE THE AGENCY MANAGER, REPORT AGENCY RESULTS TO OWNER, OVERSEE COMPLIANCE, GOVERNANCE, RISK MANAGEMENT. (2) NAME: FELLOWSHIP OF CHRISTIAN ATHLETES INV REL: N ADD: 323 HIGHWAY 51 RIDGELAND MS 39157 NATURE: VOLUNTEER BOARD MEMBER POSITION: EXECUTIVE BOARD MEMBER; FCA BOARD MEMBER START DATE: 6/1/2014 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 2 DUTIES: ADVISE STATE DIRECTOR ON A VARIETY OF MATTERS ALONG WITH OTHER BOARD MEMBERS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-06-23
S65 Uniform Investment Adviser Law Examination 2005-11-30
  • S63 Uniform Securities Agent State Law Examination
    2022-06-23
  • S65 Uniform Investment Adviser Law Examination
    2005-11-30
Other Names
  • Larry Peeples
  • R Larry Peeples
  • Ralph Lawrence Peeples
  • Ralph Lawrence Peeples

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