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Laura Ellen Herrington

Sound Financial Strategies Group, LLC

Madison, MS

CRD 7515062

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Employer firm

Sound Financial Strategies Group, LLC CRD 286261

$218M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sound Financial Strategies Group, Llc

116 One Madison Plaza Suite 1100, Madison, MS 39110 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-08-01
  • MS RA
    APPROVED
    Since 2022-08-01

Branch Locations

116 One Madison Plaza Suite 1100, Madison, MS 39110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Perspectives, Inc Ridgeland MS 09/2021 07/2022
St Dominic Jackson MS 11/2016 09/2021
Baptist Health Systems Jackson MS 08/2008 11/2016
Sound Financial Strategies Group, Llc Madison MS 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-26
  • S65 Uniform Investment Adviser Law Examination
    2022-05-26
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Laura Ellen Herrington Jarrett

View on SEC IAPD

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