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Sebastian C Marti

Cetera Investment Advisers LLC

Pasadena, CA

Chula Vista, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-02
CA RA APPROVED 2020-11-23
  • TX RA
    APPROVED_RES
    Since 2026-02-02
  • CA RA
    APPROVED
    Since 2020-11-23

Branch Locations

155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Pasadena CA 11/2015 11/2020
Tiaa-Cref Individual & Institutional Services, Llc Pasadena CA 11/2015 11/2020
Cetera Investment Services Llc St Cloud MN 11/2020 Present
Cetera Investment Advisers Llc Monrovia CA 11/2020 Present
Previous Registrations
Other Businesses

1. ART GALLERY MANAGER FOR CARRAL ESPACIO, 5/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-31
S63 Uniform Securities Agent State Law Examination 2010-02-06
  • S66 Uniform Combined State Law Examination
    2015-12-31
  • S63 Uniform Securities Agent State Law Examination
    2010-02-06
Other Names
  • Sebastian Marti

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
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STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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