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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-27 |
| KY | RA | APPROVED | 2021-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Louisville | KY | 07/2011 | Present |
| Jpmorgan Securities Llc | Louisville | KY | 10/2012 | Present |
| Diggings, Llc | Jeffersontown | KY | 01/2021 | Present |
Entity Name: DIGGINGS, LLC Investment related: N Address: Jeffersontown, KY 40299 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2021 Approximate # of hours a month: Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an property investor, owner, and LLC member for this real estate investment company. This activity is not similar to my JPMC role in any way. ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: TEAM RIDENFADEN POSITION: TREASURER START DATE: 10/11/2017 ADDRESS: 774 GOULLON CT., LOUISVILLE, KY 40204 DETAILS: RIDENFADEN IS A BICYCLING CLUB WHOSE PURPOSE IS TO PROMOTE SAFE CYCLING PRACTICES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): EVERY WEDNESDAY EVENING FROM 6:30PM TO 8:30PM HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: FREELANCE MUSICIAN START DATE: 9/1/2014 ADDRESS: 774 LOUISVILLE, KY DETAILS: I PLAY DRUMS & PERCUSSION FOR VARIOUS MUSICAL GROUPS THROUGHOUT THE LOUISVILLE, KY AND SOUTHERN INDIANA AREA. THIS ACTIVITY SOMETIMES RESULTS IN MONETARY COMPENSATION. HOURS DEDICATED (per month unless otherwise indicated): APPROXIMATELY 20-30 HOURS PER MONTH HOURS DURING TRADING: NONE INVESTMENT RELATED: NO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
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