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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-27
KY RA APPROVED 2021-06-25
  • TX RA
    APPROVED
    Since 2021-07-27
  • KY RA
    APPROVED
    Since 2021-06-25

Branch Locations

4111 Shelbyville Road, Louisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Louisville KY 07/2011 Present
Jpmorgan Securities Llc Louisville KY 10/2012 Present
Diggings, Llc Jeffersontown KY 01/2021 Present
  • 07/2011 → Present
    Jpmorgan Chase Bank, N.A.
    Louisville, KY
  • 10/2012 → Present
    Jpmorgan Securities Llc
    Louisville, KY
  • 01/2021 → Present
    Diggings, Llc
    Jeffersontown, KY
Other Businesses

Entity Name: DIGGINGS, LLC Investment related: N Address: Jeffersontown, KY 40299 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2021 Approximate # of hours a month: Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an property investor, owner, and LLC member for this real estate investment company. This activity is not similar to my JPMC role in any way. ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: TEAM RIDENFADEN POSITION: TREASURER START DATE: 10/11/2017 ADDRESS: 774 GOULLON CT., LOUISVILLE, KY 40204 DETAILS: RIDENFADEN IS A BICYCLING CLUB WHOSE PURPOSE IS TO PROMOTE SAFE CYCLING PRACTICES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): EVERY WEDNESDAY EVENING FROM 6:30PM TO 8:30PM HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: FREELANCE MUSICIAN START DATE: 9/1/2014 ADDRESS: 774 LOUISVILLE, KY DETAILS: I PLAY DRUMS & PERCUSSION FOR VARIOUS MUSICAL GROUPS THROUGHOUT THE LOUISVILLE, KY AND SOUTHERN INDIANA AREA. THIS ACTIVITY SOMETIMES RESULTS IN MONETARY COMPENSATION. HOURS DEDICATED (per month unless otherwise indicated): APPROXIMATELY 20-30 HOURS PER MONTH HOURS DURING TRADING: NONE INVESTMENT RELATED: NO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-15
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2021-04-15
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29

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