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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-10 |
| WA | RA | APPROVED | 2017-05-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Bellevue | WA | 11/2009 | 05/2017 |
| Raymond James & Associates, Inc. | Seattle | WA | 05/2017 | Present |
(1)Name of Business: Address: 11312 NE 67th St, Kirkland, WA, 98033, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord duties (2)Name of Business: Denise Tanaka - Piano Teacher Address: 11312 N 67th St, Kirkland, WA, 98033, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/25/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Teach piano to children between 5-15 years old (3)Name of Business: MTC 4 Life Address: 11312 NE 67th St, Kirkland, WA, 98033, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 03/19/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Handle administrative work for my husband's LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-28 |
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