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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-20 |
| AZ | RA | APPROVED | 2022-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na. | Sun City | AZ | 02/2016 | Present |
| Jpmorgan Securities Llc | Scottsdale | AZ | 02/2016 | 07/2018 |
| The Monolith Group | Scottsdale | AZ | 06/2020 | 03/2021 |
| Chase Bank | Sun City | AZ | 07/2018 | 05/2022 |
| J.P. Morgan Securities Llc | Sun City | AZ | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-18 |
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