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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-08-04 |
| NY | RA | APPROVED | 2022-08-04 |
| TX | RA | APPROVED_RES | 2020-09-01 |
Branch Locations
120 White Plains Rd Ste 112, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Tarrytown | NY | 10/2014 | 11/2017 |
| Lpl Financial Llc | Tarrytown | NY | 11/2017 | Present |
| Lexco Wealth Management, Inc. | Tarrytown | NY | 12/2017 | Present |
1. 11/29/2017 - Lexco Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/30/2014 - 160 Hours Per Month/160 During Securities Trading - Time Spent 95%. 2. 11/29/2017 - Lexco Wealth Management - Investment Related - Home Based - Non-Variable Insurance - Start Date 2010 - 8 Hours Per Month/4 During Securities Trading - Time Spent 10% - SALES - Life (universal and whole), Health, Medicare, LTC, Accident. 3. 1/23/2018 - Lexco Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 12/05/2017 - 1 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Lexco Wealth Management, Inc, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 09/12/2024 - Advisors Insurance Brokers (AIB) - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/03/2023 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-14 |
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