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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2019-08-14
TX RA APPROVED 2019-08-09
  • NV RA
    APPROVED
    Since 2019-08-14
  • TX RA
    APPROVED
    Since 2019-08-09

Branch Locations

8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Las Vegas NV 03/2012 08/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2019
Wells Fargo Clearing Services, Llc Las Vegas NV 08/2019 Present
  • 03/2012 → 08/2019
    Morgan Stanley Smith Barney
    Las Vegas, NV
  • 01/2015 → 08/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2019 → Present
    Las Vegas, NV
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-29
  • S66 Uniform Combined State Law Examination
    2009-12-29

View on SEC IAPD

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