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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-18
  • IL RA
    APPROVED
    Since 2026-06-18

Branch Locations

520 Lake Cook Rd., Ste 150, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Highland Park IL 11/2009 06/2026
J.P. Morgan Securities Llc Highland Park IL 10/2012 06/2026
Lpl Financial, Llc Deerfield IL 06/2026 Present
Previous Registrations
Other Businesses

1. 06/2026 - Genesis Wealth LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 120 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/18/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-23
S63 Uniform Securities Agent State Law Examination 2009-12-10
  • S66 Uniform Combined State Law Examination
    2013-07-23
  • S63 Uniform Securities Agent State Law Examination
    2009-12-10
Other Names
  • Adrian R Mercer
  • Adrian R Little
  • Adrian Rebekah Little

View on SEC IAPD

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