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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2012-10-05
  • NV RA
    APPROVED
    Since 2012-10-05

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 12/2009 Present
Bank Of America, N.A. Las Vegas NV 04/2011 Present
Other Businesses

I*132714 For profit or not for profit: Non-Profit Organization Name of outside business organization: University Nevada Las Vegas Investment related: No Address of business: Las Vegas, Nevada 89144 Nature of business: Charitable Organization, Position, title, association: Trustee Start date of relationship: 8/20/2020 Number of hours devoted: 10 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Board member of the foundation for UNLV I*951443 For profit or not for profit: Entity For Profit Name of outside business organization: Providence Dutch LLC Investment related: No Address of business: Las Vegas, Nevada, 89134 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 8/9/2022 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Entity owns a single tenant building. I*: 2174289 Entity Type: For Profit Name of OBA: Rossa Peak, LLC Address: Las Vegas, NV 89135 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/16/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Holds our Primary Home

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-04
  • S66 Uniform Combined State Law Examination
    2012-10-04
Other Names
  • Ted Dake
  • Theodre Dake
  • Ted Horace Greeley Dake
  • Ted Dake

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