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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2012-10-05 |
Branch Locations
400 S Rampart Blvd, Las Vegas, NV 89145 • United States
800 E Colorado Blvd, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 12/2009 | Present |
| Bank Of America, N.A. | Las Vegas | NV | 04/2011 | Present |
I*132714 For profit or not for profit: Non-Profit Organization Name of outside business organization: University Nevada Las Vegas Investment related: No Address of business: Las Vegas, Nevada 89144 Nature of business: Charitable Organization, Position, title, association: Trustee Start date of relationship: 8/20/2020 Number of hours devoted: 10 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Board member of the foundation for UNLV I*951443 For profit or not for profit: Entity For Profit Name of outside business organization: Providence Dutch LLC Investment related: No Address of business: Las Vegas, Nevada, 89134 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 8/9/2022 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Entity owns a single tenant building. I*: 2174289 Entity Type: For Profit Name of OBA: Rossa Peak, LLC Address: Las Vegas, NV 89135 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/16/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Holds our Primary Home
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-04 |
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