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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
WA RA APPROVED 2010-01-14
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • WA RA
    APPROVED
    Since 2010-01-14

Branch Locations

303 5Th Avenue South Suite 100, Edmonds, WA 98020-3626 • United States

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Edmunds WA 10/2009 Present
City National Bank Edmonds WA 07/2019 Present
  • 10/2009 → Present
    Rbc Capital Markets Corporation
    Edmunds, WA
  • 07/2019 → Present
    City National Bank
    Edmonds, WA
Other Businesses

(1) Name of Entity: Edmonds Senior Center Address of Business: 220 Railroad Avenue, Edmonds WA 98020 Business Descriptions: A non-profit with a mission to enrich the social, physical, and intellectual well-being of seniors. Is investment-related: No Projected Start Date: 12/01/15 Projected End Date: 01/01/19 Capacity: Board of Directors Duties Performed: Board participation. 12 hours devoted to this OBA per month 0 hours devoted during security trading hours per month (2) Name of Entity - None now--may form an LLC later Address - 8330 18th Ave NW Seattle, WA 98117 Business Description - Rental house Business is not investment related Projected Start Date: 08/30/2019 Capacity: Owner - Owner - Active Duties Performed: Owner, upkeep if needed Hours Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 (3) Name of Entity: Grouse LLC Address - 1818 Westlake Ave N, Ste 423 Seattle, WA 98109 Business Description - LLC for a rental property Business is not investment related Projected Start Date 03/09/20 Capacity: Owner - Active, Partner Duties Performed: To help manage the property. Hours Devoted to this OBA Per Month: 1 Hours Devoted to this OBA during business hours: 0 (4)NAME OF ENTITY: Corvallis Home ADDRESS : 1125 NW 2oth St. Corvallis, OR 97330 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental CAPACITY: Owner - Active START DATE: 09/01/2023 DUTIES: I own it. My son will live in it with a few friends. HOURS DEVOTED PER MONTH: Very little HOURS DEVOTED DURING SECURITIES HOURS PER MONTH:0 (5) NAME OF ENTITY: Franklin Alumni Association and Foundation ADDRESS: P.O. Box 28276 Seattle, WA 98118 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 03/05/2024 DUTIES: Participate on a sub-committee of the Events Committee HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-13
  • S66 Uniform Combined State Law Examination
    2010-01-13
Other Names
  • Heather Lynne Krause
  • Heather Lynne Seymour
  • Heather Lynne Seymour Krause
  • Heather Seymour Krause
  • Heather Lynne Krause

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