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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| WA | RA | APPROVED | 2010-01-14 |
Branch Locations
303 5Th Avenue South Suite 100, Edmonds, WA 98020-3626 • United States
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Edmunds | WA | 10/2009 | Present |
| City National Bank | Edmonds | WA | 07/2019 | Present |
(1) Name of Entity: Edmonds Senior Center Address of Business: 220 Railroad Avenue, Edmonds WA 98020 Business Descriptions: A non-profit with a mission to enrich the social, physical, and intellectual well-being of seniors. Is investment-related: No Projected Start Date: 12/01/15 Projected End Date: 01/01/19 Capacity: Board of Directors Duties Performed: Board participation. 12 hours devoted to this OBA per month 0 hours devoted during security trading hours per month (2) Name of Entity - None now--may form an LLC later Address - 8330 18th Ave NW Seattle, WA 98117 Business Description - Rental house Business is not investment related Projected Start Date: 08/30/2019 Capacity: Owner - Owner - Active Duties Performed: Owner, upkeep if needed Hours Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 (3) Name of Entity: Grouse LLC Address - 1818 Westlake Ave N, Ste 423 Seattle, WA 98109 Business Description - LLC for a rental property Business is not investment related Projected Start Date 03/09/20 Capacity: Owner - Active, Partner Duties Performed: To help manage the property. Hours Devoted to this OBA Per Month: 1 Hours Devoted to this OBA during business hours: 0 (4)NAME OF ENTITY: Corvallis Home ADDRESS : 1125 NW 2oth St. Corvallis, OR 97330 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental CAPACITY: Owner - Active START DATE: 09/01/2023 DUTIES: I own it. My son will live in it with a few friends. HOURS DEVOTED PER MONTH: Very little HOURS DEVOTED DURING SECURITIES HOURS PER MONTH:0 (5) NAME OF ENTITY: Franklin Alumni Association and Foundation ADDRESS: P.O. Box 28276 Seattle, WA 98118 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 03/05/2024 DUTIES: Participate on a sub-committee of the Events Committee HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-13 |
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