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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-12
  • FL RA
    APPROVED
    Since 2025-08-12

Branch Locations

10 S Harbor City Blvd, Melbourne, FL 32901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul A. Bouvier, P.A. Melbourne FL 06/2002 06/2025
1St Global Capital Corp Melbourne FL 01/2015 10/2019
1St Global Advisors, Inc Melbourne FL 01/2015 10/2019
Avantax Advisory Services Melbourne FL 10/2019 09/2025
Avantax Investment Services, Inc. Melbourne FL 10/2019 09/2025
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
Cetera Wealth Services, Llc Melbourne FL 09/2025 Present
  • 06/2002 → 06/2025
    Paul A. Bouvier, P.A.
    Melbourne, FL
  • 01/2015 → 10/2019
    1St Global Capital Corp
    Melbourne, FL
  • 01/2015 → 10/2019
    1St Global Advisors, Inc
    Melbourne, FL
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Melbourne, FL
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Melbourne, FL
  • 07/2025 → Present
    Schaumburg, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Melbourne, FL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Melbourne, FL
  • 2016-03-11 → 2019-10-25
    1St Global Advisors Inc
    Melbourne, FL
Other Businesses

1) EASTWOOD & ASSOCIATES WEALTH MANAGEMENT STRATEGIES, LLC POSITION: Administrative Assistant NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 7 START DATE: 03/11/2016 ADDRESS: Melbourne, FL DESCRIPTION: CLIENT SERVICE, ASSIST ADVISORS, PHONES, DOCUMENT PREP, ETC. 2) NAME OF OTHER BUSINESS: TRUMBULL OFFICE CONDOMINIUM ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONDO ASSOCIATION; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: BOOKKEEPER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING, BILL PAY, BANK RECONCILIATION, CHECK WRITING AND SIGNING PRIVILEGES; 3) POA fbo Mary A. Arnold (mother); POA; POA; NIR; 0; 12/01/2013; Rockledge FL ; 4) POA for William E. Arnold (father); POA; POA; NIR; 0; 11/10/2024; 223 Emerson Drive NW Palm Bay FL; Assist with medical insurance, medications, scheduling medical appointments and treatments, bill pay, talking with medical team on behalf of father relating to his care and costs of care

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-08
  • S66 Uniform Combined State Law Examination
    2016-02-08
Other Names
  • Denise Lynn Arnold

View on SEC IAPD

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