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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-12-15 |
Branch Locations
95 Glastonbury Blvd Ste 216, Glastonbury, CT 06033-4456 • United States
Deep River, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Stamford | CT | 03/2012 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Guilford | CT | 07/2016 | 12/2022 |
| Mml Investors Services, Llc | Guilford | CT | 03/2017 | 12/2022 |
| Ameriprise Financial Services | Hartford | CT | 12/2022 | 12/2022 |
| Ameriprise Financial Services, Llc | Hartford | CT | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Hartford | CT | 12/2022 | Present |
Business Ownership; Chequer Interiors LLC; VP title in name only. No duties, no roles, no time spent, and no financial benefit.; Interior Design; 16a Main Street, , Essex, CT, 6426; Not Investment-Related; 02/03/1995; 0 hours per month; 0 during trading hours. Other Business Activities; Windward Bay Condo Assoc; Serve on Investment committee of Windward Bay condo association.. Does not involve spending authorizations, vendor relationships or security transactions. The role is advisory in nature, only; 4888 Gulf of Mexico Dr., Castle Mgt Co, Longboat Key, FL, 34228; Not Investment-Related; 09/12/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-09 |
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