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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-01 |
Branch Locations
8134 New La Grange Rd Ste 202, Louisville, KY 40222 • United States
Louisville, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Louisville | KY | 12/2012 | 12/2017 |
| Various Insurance Carriers For W & R Insurance Agencies | Louisville | KY | 12/2012 | 12/2017 |
| Highview Neighborhood Advisory Group | Louisville | KY | 08/2014 | 01/2019 |
| American Equity Investment Corporation | New Albany | IN | 01/2018 | 04/2019 |
| American Capital Management Inc. | New Albany | IN | 01/2018 | 04/2019 |
| Lpl Financial Llc | Louisville | KY | 04/2019 | Present |
1)03/12/2019 - Wealthline Financial Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 3/20/2020 - Equis Financial - Investment Related - Working remotely from my home. Main Office is at: 83 S Tunnel Rd Suite A-9, Asheville, NC 28 - Non-Variable Insurance - Independent Contractor - Start Date: 03/23/2020 - 30 Hours Per Month/5 Hours During Securities Trading. 3) 7/28/2020 - AgentLink - Investment Related - 2001 Lake Point Way, PO Box 23570, Louisville, KY 40223 - Non-Variable Insurance - Agent - Start Date: 7/13/2020 - 10 Hours Per Month/5 Hours During Securities Trading - Individual/group health insurance and Medicare supplement plans. 4) 10/7/2021 - LegalShield - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Sales Rep. - Started 09/20/2021 - 4 Hours Per Month During Securities Trading - Sales Rep for Legal services that may help some clients with basic estate planning documents. 5) 05/25/2023 - American Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 05/25/2023 - 5 Hours Per Month/ During Securities Trading 6) 05/13/2024 - Associates of Clinton Park - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/21/2020 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-11 |
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