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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell And Reed, Inc. | Plymouth | MN | 09/2009 | 12/2017 |
| Various Insurance Carriers For W & R Insurance Agencies | Rockford | MN | 12/2009 | 12/2017 |
| Rockford Area Athletic Association | Rockford | MN | 09/2014 | 09/2017 |
| Star Partners | Rockford | MN | 10/2015 | 11/2016 |
| Axa Advisors, Llc | New York | NY | 01/2018 | 05/2019 |
| Prudential Insurance Company Of America | Rockford | MN | 05/2019 | 02/2026 |
| Pruco Securities, Llc. | Rockford | MN | 05/2019 | 11/2024 |
| Lpl Enterprise, Llc | St. Louis Park | MN | 11/2024 | 02/2026 |
| Lpl Financial Llc | Eagan | MN | 02/2026 | Present |
1.01/2026- Oak Leaf Financial Group- DBA for LPL Business (entity for LPL business)-Inv Related-40 Hours per month-40 Hours during trading- At Reported Business Location (s) 2.01/2026- Rockford/Greenfield Athletic Club- Coach/ Sports/ Fitness-Not inv related-7 Hours per month-Rockford MN-Start date 01/01/2022. 3. 03/31/2026 - City of Plymouth - Other - City Worker - Not Investment Related - Plymouth, MN - Start Date 04/01/2026 - 160 hours per month/ 6 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-09 |
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