Steven D Peterson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-06-10
CA	RA	APPROVED	2009-11-09

TX RA
APPROVED_RES

Since 2013-06-10
CA RA
APPROVED

Since 2009-11-09

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Glendale	CA	08/2009	Present
Bank Of America, N.A.	Glendale	CA	07/2011	Present

08/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Glendale, CA
07/2011 → Present

Bank Of America, N.A.

Glendale, CA

Other Businesses

I*100965 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: MONROVIA, CALIFORNIA 91016 NATURE OF BUSINESS: OTHER,RENTAL POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-06

S66 Uniform Combined State Law Examination

2009-11-06

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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