Julie J Foong

Current Employers

Employment History

• 10/2009 → 11/2017
  National Planning Corporation
  West Covina, CA
• 10/2009 → 02/2025
  Trilogy Financial Services
  West Covina, CA
• 11/2017 → 10/2021
  Lpl Financial Llc
  West Covina, CA
• 10/2015 → 02/2025
  Trilogy Capital, Inc.
  West Covina, CA
• 11/2024 → Present
  The Financial Collective
  Pasadena, CA
• 02/2025 → Present
  Sovran Advisors Llc
  Pasadena, CA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2025 → Present
  Julie Foong Sole Proprietorship
  El Segundo, CA

Previous Registrations

• 2016-02-01 → 2025-02-19
  Trilogy Capital, Inc.
  West Covina, CA
  Irvine, CA
• 2017-11-29 → 2018-04-17
  Lpl Financial Llc
  West Covina, CA
• 2011-10-11 → 2017-11-29
  National Planning Corporation
  West Covina, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 01/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. Name of other business: Fixed insurance with various companies Investment related: Yes Address: same as registered location Nature of business: Fixed Insurance Start Date: 02/2010 Apx number of hours per week: 5 Apx number of hours during trading hours: 5 Position/title/relationship: Insurance Agent Brief description of duties: Sales of life, disability, annuities, and long-term care; 3. Name of other business: The Financial Collective Investment related: Yes Address: same as registered location Nature of business: DBA - branding team name Start date: 11/2024 Position/title/relationship: Owner/ Financial Professional Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: Financial planning and investment management of clients assets 4. NAME OF OTHER BUSINESS: JULIE FOONG SOLE PROPRIETORSHIP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PURPOSES START DATE: 01/01/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: THIS ENTITY IS FOR BUSINESS/TAX PURPOSES 5. NAME OF OTHER BUSINESS: SAN MARINO CITY CLUB; INVESTMENT RELATED: NO ; ADDRESS: 2275 HYNTINGTON DRIVE STE 251 SAN MARINO, CA 91108; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ARRANGE AND COORDINATE MONTHLY MEETING VENUE; 6. NAME OF OTHER BUSINESS: FOUNDATION FOR SENIOR SERVICES; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NON PROFIT/ EDUCATION AND NETWORKING; START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: SPECIALIST; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, GIVE EDUCATIONAL SEMINARS, PROVIDE EDUCATION AND RESOURCES WITH POTENTIAL TO OFFER FINANCIAL SERVICES, NETWORKING;

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-06-14
• S65 Uniform Investment Adviser Law Examination
  2011-07-25

Other Names

• Julie J Lee
• Julie Foong