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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-02-16 |
| TX | RA | APPROVED | 2021-02-16 |
Branch Locations
455 Winding Brook Drive, Glastonbury, CT 06033 • United States
197 Church Street, Naugatuck, CT 06770 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Needham | MA | 07/2010 | 02/2021 |
| Park Avenue Securities | Needham | MA | 09/2010 | 02/2021 |
| Lpl Financial Llc | Glastonbury | CT | 02/2021 | Present |
1)02/11/2021 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)02/11/2021 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2020 - 3 Hr/Mth 3) 08/31/2021 - No Business Name - Investment Related - Boston, MA 02127 - Real Estate Rental - Start Date: 02/01/2020 - 2 Hours Per Month/1 Hour During Securities Trading - Renting out a condo. 4) 01/20/2023 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Author - Start Date - 12/15/2022 - 10 Hours Per Month/2 Hours During Securities Trading 5) 03/21/2024 - No Business Name - Non-Inv Related - Glastonbury, CT - Other - Speaker - Seminar - Started: 2/23/2024 - 1 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-17 |
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