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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-08-03 |
| CO | RA | APPROVED | 2016-01-04 |
| TX | RA | APPROVED | 2016-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Casper | WY | 01/2016 | Present |
1. 3/29/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/15/2016 - 4 Hours Per Month/1 Hour During Securities Trading. 2. 01/14/2022 - Nordland Strategies Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/01/2022 - 8 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-21 |
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