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James Francis Nevers

Ep Wealth Advisors

Torrance, CA

Seattle, WA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-14
WA RA APPROVED 2022-01-10
  • CA RA
    APPROVED
    Since 2025-11-14
  • WA RA
    APPROVED
    Since 2022-01-10

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

1301 5Th Ave, Suite 1350, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Soundmark Wealth Management, Llc Kirkland WA 06/2012 12/2021
Us Army National Guard Lubbock TX 01/2006 05/2017
Ep Wealth Advisors Torrance CA 12/2021 Present
  • 06/2012 → 12/2021
    Soundmark Wealth Management, Llc
    Kirkland, WA
  • 01/2006 → 05/2017
    Us Army National Guard
    Lubbock, TX
  • 12/2021 → Present
    Ep Wealth Advisors
    Torrance, CA
Previous Registrations
  • 2012-07-30 → 2022-01-03
    Soundmark Wealth Management, Llc
    Kirkland, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-27
  • S65 Uniform Investment Adviser Law Examination
    2012-07-27

View on SEC IAPD

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