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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-18 |
Branch Locations
16 N Marengo Ave Ste 409, Pasadena, CA 91101-6111 • United States
Pasadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Pasadena | CA | 06/2023 | Present |
| Monte Vista Christian School | Watsonville | CA | 08/2018 | 05/2023 |
| Newell Brands | Norwalk | CT | 12/2015 | 07/2018 |
1) 07/13/2023 - Polwrek Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2023 2) 07/13/2023 - JOSEPH K POLWREK LLC - Business Entity For Tax/Investment Purposes Only - Income from Polwerk DBA will be deposited here - Non-Inv Rel - At Reported Business Location(s) - Start: 07/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-15 |
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