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Douglas John Lamendola

Usi Advisors

Glastonbury, CT

Uniondale, NY

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

725 Rxr Plaza East Tower, Uniondale, NY 11556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Holdings Securities, Inc. Portland OR 06/2009 Present
Chernoff Diamond Uniondale NY 01/2006 04/2019
Usi Advisors, Inc. Glastonbury CT 04/2019 Present
Usi Consulting Group, Inc. Glastonbury CT 04/2019 Present
  • 06/2009 → Present
    M Holdings Securities, Inc.
    Portland, OR
  • 01/2006 → 04/2019
    Chernoff Diamond
    Uniondale, NY
  • 04/2019 → Present
    Usi Advisors, Inc.
    Glastonbury, CT
  • 04/2019 → Present
    Usi Consulting Group, Inc.
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-18
  • S65 Uniform Investment Adviser Law Examination
    2008-11-18
Other Names
  • Douglas Lamendola

View on SEC IAPD

Other Firms

USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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