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Cole Michael Roberge

Edward Jones

Norfolk, NE

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-05
NE RA APPROVED 2020-04-20
  • TX RA
    APPROVED
    Since 2020-06-05
  • NE RA
    APPROVED
    Since 2020-04-20

Branch Locations

434 W Norfolk Ave, Norfolk, NE 68701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Fund Distributors, Inc. Boston MA 06/2009 03/2020
Edward Jones St.LOuis MO 04/2020 Present
  • 06/2009 → 03/2020
    Mfs Fund Distributors, Inc.
    Boston, MA
  • 04/2020 → Present
    Edward Jones
    St.LOuis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-16
S63 Uniform Securities Agent State Law Examination 2009-07-28
  • S66 Uniform Combined State Law Examination
    2020-03-16
  • S63 Uniform Securities Agent State Law Examination
    2009-07-28
Designations
Other Names
  • Cole Michael Roberge
  • Cole Michael Roberge

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · NORFOLK, NE
THE WEALTH CONSULTING GROUP · Norfolk, NE
THRIVENT INVESTMENT MANAGEMENT INC. · Norfolk, NE
LPL FINANCIAL LLC · NORFOLK, NE
LPL FINANCIAL LLC · NORFOLK, NE
AMERIPRISE FINANCIAL SERVICES, LLC · Norfolk, NE
COMMONWEALTH FINANCIAL NETWORK · Norfolk, NE
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · NORFOLK, NE

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