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Patricia Lorraine Lammli

Commonwealth Financial Network

Norfolk, NE

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-05-12
  • NE RA
    APPROVED
    Since 2022-05-12

Branch Locations

3204 West Benjamin Ave Suite 200, Norfolk, NE 68701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Norfolk NE 06/2011 12/2018
James Tyler Waperlhorst Norfolk NE 06/2011 Present
Jesse T Hinrichs Norfolk NE 06/2011 Present
Kyle Scott Fuchtman Norfolk NE 06/2011 Present
Boden Daniel Bierman Norfolk NE 09/2016 12/2018
Commonwealth Financial Network San Diego CA 12/2018 06/2022
Commonwealth Financial Network San Diego CA 06/2022 Present
Calmwater Financial Group Norfolk NE 06/2022 Present
  • 06/2011 → 12/2018
    Northwestern Mutual Investment Services, Llc
    Norfolk, NE
  • 06/2011 → Present
    James Tyler Waperlhorst
    Norfolk, NE
  • 06/2011 → Present
    Jesse T Hinrichs
    Norfolk, NE
  • 06/2011 → Present
    Kyle Scott Fuchtman
    Norfolk, NE
  • 09/2016 → 12/2018
    Boden Daniel Bierman
    Norfolk, NE
  • 12/2018 → 06/2022
    Commonwealth Financial Network
    San Diego, CA
  • 06/2022 → Present
    Commonwealth Financial Network
    San Diego, CA
  • 06/2022 → Present
    Calmwater Financial Group
    Norfolk, NE
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-19
  • S63 Uniform Securities Agent State Law Examination
    2011-10-19
Designations
Other Names
  • Tricia Lorraine Lammli
  • Patricia Lorraine Stewart

View on SEC IAPD

Other Firms

THE WEALTH CONSULTING GROUP
THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC

Other Investors

JESSE THOMAS HINRICHS
KYLE S FUCHTMAN
RYAN BLAKE ANDERSON
TRAVIS DAVID RIGGERT
BRENDEN Michael OLSEN
JAMES T WAPELHORST
JACK HENRY ROTHER
CHARLES GREGORY OLSEN

Other Offices

THE WEALTH CONSULTING GROUP · Norfolk, NE
THRIVENT INVESTMENT MANAGEMENT INC. · Norfolk, NE
LPL FINANCIAL LLC · NORFOLK, NE
LPL FINANCIAL LLC · NORFOLK, NE
AMERIPRISE FINANCIAL SERVICES, LLC · Norfolk, NE
COMMONWEALTH FINANCIAL NETWORK · Norfolk, NE
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · NORFOLK, NE
EDWARD JONES · Norfolk, NE

More in Norfolk, NE

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