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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-26
NE RA APPROVED 2018-12-04
  • TX RA
    APPROVED_RES
    Since 2026-03-26
  • NE RA
    APPROVED
    Since 2018-12-04

Branch Locations

3204 West Benjamin Ave Suite 200, Norfolk, NE 68701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2005 12/2018
Northwestern Mutual Investment Services, Llc Omaha NE 09/2005 12/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 12/2018
Commonwealth Financial Network San Diego CA 12/2018 Present
Calmwater Financial Group Norfolk NE 12/2018 Present
Previous Registrations
Other Businesses

1.Fixed insurance sales; , as of 12/03/2018; Approximately 20% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner, Fuchtman Investments Services Inc. a private entity established to facilitate advisory business; as of 01/01/2021; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner, East River Road, LLC; an entity created for the purpose of buying and managing residential real estate in Knox County, Nebraska, as of 10/30/2025; 5% time spent during business hours; Not Conducted at branch; Investment related. 4. Co-owner, CalmWater Financial Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2026; 10% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-01
S63 Uniform Securities Agent State Law Examination 2006-06-27
  • S66 Uniform Combined State Law Examination
    2014-07-01
  • S63 Uniform Securities Agent State Law Examination
    2006-06-27

View on SEC IAPD

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