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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| NE | RA | APPROVED | 2018-12-04 |
Branch Locations
3204 West Benjamin Ave Suite 200, Norfolk, NE 68701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2005 | 12/2018 |
| Northwestern Mutual Investment Services, Llc | Omaha | NE | 09/2005 | 12/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2018 |
| Commonwealth Financial Network | San Diego | CA | 12/2018 | Present |
| Calmwater Financial Group | Norfolk | NE | 12/2018 | Present |
1.Fixed insurance sales; , as of 12/03/2018; Approximately 20% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner, Fuchtman Investments Services Inc. a private entity established to facilitate advisory business; as of 01/01/2021; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner, East River Road, LLC; an entity created for the purpose of buying and managing residential real estate in Knox County, Nebraska, as of 10/30/2025; 5% time spent during business hours; Not Conducted at branch; Investment related. 4. Co-owner, CalmWater Financial Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2026; 10% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-27 |
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