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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-15
NE RA APPROVED 2011-08-02
  • TX RA
    APPROVED
    Since 2014-10-15
  • NE RA
    APPROVED
    Since 2011-08-02

Branch Locations

3204 West Benjamin Ave Suite 200, Norfolk, NE 68701 • United States

212 Percilla Road, Grapeland, TX 75844 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Olsen Goeken & Associates, L.L.C. Norfolk NE 05/2004 Present
Lutheran High School Northeast Norfolk NE 09/2007 Present
Commonwealth Financial Network Waltham MA 08/2011 Present
Calmwater Financial Group Norfolk NE 08/2011 Present
  • 05/2004 → Present
    Olsen Goeken & Associates, L.L.C.
    Norfolk, NE
  • 09/2007 → Present
    Lutheran High School Northeast
    Norfolk, NE
  • 08/2011 → Present
    Waltham, MA
  • 08/2011 → Present
    Calmwater Financial Group
    Norfolk, NE
Previous Registrations
  • 2002-07-02 → 2011-08-01
    Securities America Advisors, Inc.
    Norfolk, NE
Other Businesses

1. Fixed insurance sales under name Calmwater Financial Group, conducted at branch, investment related. 2. Co-owner, CalmWater Financial Group LLC, a private entity created as operating company for securities and investment advisory business; as of 11/03/2011, 10% of time spent during business hours, Conducted at branch location; Investment related. 3. Calmwater Financial Network LLC, managing member and 30% owner of a private entity created as operating company for corporate education, securities, and financial planning business, conducted at branch, investment related. 4. Calmwater Holding Company LLC, vice president and 20% owner, of real estate holding company for constructing new branch office building, conducted at branch, investment related. 5. Managing Member, Riggert Farms, LLC, an entity created for the purpose of owning managing residential farm property located at Pierce, NE, as of 02/01/2018; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 6. Owner, Riggert Financial, Inc. a private entity established to facilitate advisory business; as of 5/6/2021; 70% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-26
  • S66 Uniform Combined State Law Examination
    2002-06-26
Designations
Other Names
  • Travis David Riggert

View on SEC IAPD

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