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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-10-15 |
| NE | RA | APPROVED | 2011-08-02 |
Branch Locations
3204 West Benjamin Ave Suite 200, Norfolk, NE 68701 • United States
212 Percilla Road, Grapeland, TX 75844 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Olsen Goeken & Associates, L.L.C. | Norfolk | NE | 05/2004 | Present |
| Lutheran High School Northeast | Norfolk | NE | 09/2007 | Present |
| Commonwealth Financial Network | Waltham | MA | 08/2011 | Present |
| Calmwater Financial Group | Norfolk | NE | 08/2011 | Present |
1. Fixed insurance sales under name Calmwater Financial Group, conducted at branch, investment related. 2. Co-owner, CalmWater Financial Group LLC, a private entity created as operating company for securities and investment advisory business; as of 11/03/2011, 10% of time spent during business hours, Conducted at branch location; Investment related. 3. Calmwater Financial Network LLC, managing member and 30% owner of a private entity created as operating company for corporate education, securities, and financial planning business, conducted at branch, investment related. 4. Calmwater Holding Company LLC, vice president and 20% owner, of real estate holding company for constructing new branch office building, conducted at branch, investment related. 5. Managing Member, Riggert Farms, LLC, an entity created for the purpose of owning managing residential farm property located at Pierce, NE, as of 02/01/2018; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 6. Owner, Riggert Financial, Inc. a private entity established to facilitate advisory business; as of 5/6/2021; 70% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-26 |
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