James T Wapelhorst

Current Employers

Employment History

• 03/2008 → 12/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 12/2008 → 12/2018
  Northwestern Mutual Investment Services, Llc
  Norfolk, NE
• 01/2016 → 12/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2018 → Present
  Commonwealth Financial Network
  San Diego, CA
• 12/2018 → Present
  Calmwater Financial Group
  Norfolk, NE

Previous Registrations

• 2012-07-13 → 2018-12-04
  Northwestern Mutual Investment Services, Llc
  Omaha, NE
  Pierce, NE

Other Businesses

1. Fixed insurance sales, as of 10/01/2007; Approximately 20% of time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner, Hidden Paradise, LLC, a private entity established for the purpose of buying and selling real estate properties; as of 11/01/2017, Approximately 2-3% of time spent during securities trading hours per month; Not conducted at branch location; Investment related. 3. Owner, JTW Financial Services, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 04/13/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 4. Owner, J Fly, LLC; private entity created for owning and maintaining airplane; Located at 3204 West Benjamin Ave, Suite 200, Norfolk, NE 68701; as of 06/06/2024; 0% of time spent during business hours; Conducted at branch location; Not investment related. 5. Co-owner, CalmWater Financial Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2026; 20% time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-09
• S63 Uniform Securities Agent State Law Examination
  2008-09-16