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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-27 |
| NE | RA | APPROVED | 2017-09-13 |
Branch Locations
3204 West Benjamin Ave Suite 200, Norfolk, NE 68701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Craft Construction | Norfolk | NE | 05/2016 | 10/2016 |
| Commonwealth Financial Network | Waltham | MA | 10/2016 | 02/2018 |
| Commonwealth Financial Network | Waltham | MA | 02/2018 | Present |
1. Fixed Insurance Sales; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 2017-09-07 |
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