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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-01 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc | St. Paul | MN | 09/2009 | 09/2019 |
| Legacy Planning Partners | Coopersburg | PA | 06/2009 | Present |
| Commonwealth Financial Network | Waltham | MA | 10/2019 | Present |
| Hub International Investment Services Inc. | Kansas City | MO | 11/2024 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2025 | Present |
1. 04/2025- LEGACY PLANNING, A HUB INTERNATIONAL COMPANY- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 06/01/2025 2. 04/2025- HUB RETIREMENT AND WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 06/01/2025 3. 04/2025- HUB INTERNATIONAL- Outside/W-2 Employment- Non Inv Rel- Allentown,PA 18103- 160 Hrs Per Mnth- 8 Hrs During Trading- Start Date 11/01/2024 4. 10/08/2025- GLOBAL RETIREMENT PARTNERS- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 06/01/2025- 160 Hours Per Month- 8 Hours During Trading- I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/08/2025- LEGACY PLANNING, A HUB INTERNATIONAL COMPANY- Registered Investment Advisor DBA- INV Related- At Reported Business location(s)- Start date 06/01/2025- 160 Hours Per Month- 8 Hours During Trading 6. 10/08/2025- HUB RETIREMENT AND WEALTH MANAGEMENT-Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 06/01/2025- 160 Hours Per Month- 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-29 |
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